Business Enablement - Advice Review

Attention: Please note that the hiring team responsible for this position will be using the PikUniq platform for candidate screening and conducting one-way interviews. Each application received will be carefully evaluated and screened. Further information on how to get started will be provided.

We are looking forward to receiving your application.

Position: Business Enablement – Advice review

Location: Sandhurst, Johannesburg

About the role: The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to identify risks and manage them proactively in an efficient, impactful, relevant and sustainable manner.

Minimum requirements:

• Relevant degree (candidates without a relevant degree with extensive compliance experience may be considered).
• Experience in Compliance in the Financial Services Industry
• Experience in Financial Planning would be an advantage (Certified Financial Planner would be a benefit) but not a pre-requisite
• Computer skills and must be proficient in MS Office.

Skills

• In-depth knowledge of the requirements, implementation and application of FAIS, Risk Based Approach towards Customer Due Diligence, and PoPlA rules and regulations. Knowledge and understanding of financial services

Remuneration: R25 000 – R35 000