Regulatory Compliance Manager

Guide and advise Business and management on Compliance requirements (POPI, FAIS, TCF, FIC Act, FATCA, CRS, EXCON Regs, Conduct Standards).
· Updating of Policy & Procedure Manuals due to regulatory and operational changes in terms of key legislation affecting the Bank.
· Conduct compliance training as per the compliance training plan. Update training manuals in line with regulatory changes and policy requirements.
· Assist in compiling a compliance monitoring plan and reporting against plan.
· Assist in compiling an annual Compliance Activity Plan for approval by the BoD.
· Assist in reviewing the Legislative Risk Matrix on an annual basis and submit to the BoD.
· Conduct compliance monitoring and testing, including providing recommendations and actions plans
· Develop and update Compliance Risk Management Plans.
· Assist in submitting FATCA and CRS reports to the SARS including implementation of new reporting requirements.
· Assist in managing and overseeing the REKYC and Enhanced Due Diligence (EDD) processes
· Assist in preparing and submitting all required reports to the Group and Audit Committee on a quarterly basis.
· Regularly review the Compliance Monitor’s functioning, quality of commentary and timeliness of clearing, including conducting investigations and filing of reports where required.
· Assist in providing guidance on new product & delivery channel development.
· Assist in filing of regulatory reports to the respective regulators